AI risk register template
A free AI risk register template matching RICS section 3.3: description, likelihood, impact, mitigation, appetite, status and RAG rating — with worked examples for surveying firms.
Free download — no sign-up. CSV, opens in Excel.
What's inside
- Every field section 3.3 requires per risk: description, likelihood, impact, mitigation plan, risk appetite, status updates and a RAG rating.
- The four overarching risk areas pre-seeded as examples: bias, erroneous output, information limits, input-data retention.
- Owner and review-date columns to keep the quarterly duty visible.
How to use it
- Seed it from your systems register — every material tool contributes at least one risk.
- Review and update it at least quarterly (the standard is explicit), by the people responsible for AI decisions.
- Pair it with the quarterly calendar file below so the reviews actually happen.
Templates cover the format; keeping them current is the real work. In ComplyQS these records generate and update themselves from the decisions you log — 180 days free.
Try ComplyQS insteadRelated reading: The AI risk register and the quarterly rule · Key dates + quarterly review calendar
This template is general information, not legal or professional advice — adapt it to your firm's circumstances. ComplyQS is not affiliated with or endorsed by RICS.